SEC Form 4 · accession 0001104659-18-041279
Floor & Decor Holdings, Inc. · FND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas V Taylor
Officer — Chief Executive Officer · Director
Period of report
Jun 18, 2018
Accepted (ET)
Jun 20, 2018 · 4:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001507079
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stock, par value $0.001 | Jun 18, 2018 | M | 36,525 | $3.15 | A | 59,673 | D | |
| Class A common stock, par value $0.001F2 | Jun 18, 2018 | S | 36,525 | $55.03 | D | 23,148 | D | |
| Class A common stock, par value $0.001 | holding | — | — | — | 76,392 | I | By the Taylor Grantor Retained Annuity Trust, of which Mr. Taylor is the trustee. | |
| Class A common stock, par value $0.001 | holding | — | — | — | 965 | I | By son | |
| Class A common stock, par value $0.001 | holding | — | — | — | 965 | I | By son | |
| Class A common stock, par value $0.001 | holding | — | — | — | 965 | I | By daughter |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $3.15 | Jun 18, 2018 | M | 36,525 | D | Dec 3, 2016 | Dec 13, 2022 | Class A common stock | 36,525 | 289,014 | D |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Taylor on May 18, 2018.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.36, inclusive. The reporting person undertakes to provide to Floor & Decor Holdings, Inc., any security holder of Floor & Decor Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range set forth in this footnote.