SEC Form 4 · accession 0001104659-18-015263
Floor & Decor Holdings, Inc. · FND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian K Robbins
Officer — EVP - Supply Chain
Period of report
Mar 5, 2018
Accepted (ET)
Mar 6, 2018 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001507079
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stock, par value $0.001 | Mar 5, 2018 | M | 53,408 | $6.22 | A | 56,968 | D | |
| Class A common stock, par value $0.001 | Mar 5, 2018 | M | 4,828 | $9.33 | A | 61,796 | D | |
| Class A common stock, par value $0.001 | Mar 5, 2018 | M | 38,618 | $7.69 | A | 100,414 | D | |
| Class A common stock, par value $0.001 | Mar 5, 2018 | M | 10,813 | $9.99 | A | 111,227 | D | |
| Class A common stock, par value $0.001F1 | Mar 5, 2018 | S | 87,753 | $45.05 | D | 23,474 | D | |
| Class A common stock, par value $0.001F2 | Mar 5, 2018 | S | 19,914 | $45.86 | D | 3,560 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $6.22 | Mar 5, 2018 | M | 53,408 | D | Sep 13, 2017 | Sep 13, 2023 | Class A common stock | 53,408 | 0 | D |
| Stock Option (right to buy) | $9.33 | Mar 5, 2018 | M | 4,828 | D | Sep 13, 2017 | Sep 13, 2023 | Class A common stock | 4,828 | 0 | D |
| Stock Option (right to buy) | $7.69 | Mar 5, 2018 | M | 38,618 | D | May 20, 2017 | May 20, 2024 | Class A common stock | 38,618 | 0 | D |
| Stock Option (right to buy)F3 | $9.99 | Mar 5, 2018 | M | 10,813 | D | — | Sep 30, 2026 | Class A common stock | 10,813 | 43,252 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.70 to $45.50, inclusive. The reporting person undertakes to provide to Floor & Decor Holdings, Inc., any security holder of Floor & Decor Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range set forth in this footnote.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.74 to $46.03, inclusive. The reporting person undertakes to provide to Floor & Decor Holdings, Inc., any security holder of Floor & Decor Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range set forth in this footnote.
- F3The option vests in five equal annual parts. The first installment vested on September 30, 2017. The remaining installments will vest and become exercisable on September 30 of each of 2018, 2019, 2020 and 2021.