SEC Form 4 · accession 0001104659-17-074065
Floor & Decor Holdings, Inc. · FND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Victor Christopherson
Officer — SVP & General Counsel
Period of report
Dec 15, 2017
Accepted (ET)
Dec 19, 2017 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001507079
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stock, par value $0.001 | Dec 15, 2017 | M | 13,838 | $7.69 | A | 24,383 | D | |
| Class A common stock, par value $0.001 | Dec 15, 2017 | M | 2,253 | $7.69 | A | 26,636 | D | |
| Class A common stock, par value $0.001F2 | Dec 15, 2017 | S | 15,791 | $43.32 | D | 10,845 | D | |
| Class A common stock, par value $0.001F3 | Dec 15, 2017 | S | 300 | $43.97 | D | 10,545 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $7.69 | Dec 15, 2017 | M | 13,838 | D | May 20, 2017 | May 20, 2024 | Class A common stock | 13,838 | 0 | D |
| Stock Option (right to buy) | $7.69 | Dec 15, 2017 | M | 2,253 | D | Apr 22, 2017 | Apr 22, 2025 | Class A common stock | 2,253 | 4,183 | D |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Christopherson on August 7, 2017.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.86 to $43.85, inclusive. The reporting person undertakes to provide to Floor & Decor Holdings, Inc., any security holder of Floor & Decor Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range set forth in this footnote.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.89 to $44.01, inclusive. The reporting person undertakes to provide to Floor & Decor Holdings, Inc., any security holder of Floor & Decor Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range set forth in this footnote.