SEC Form 4 · accession 0001104659-17-066329
Floor & Decor Holdings, Inc. · FND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George Vincent West
Director
Period of report
Nov 3, 2017
Accepted (ET)
Nov 6, 2017 · 4:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001507079
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stock, par value $0.001F2 | Nov 3, 2017 | S | 40,000 | $40.58 | D | 1,482,305 | I | By American West Investment Corporation, of which Mr. West is the President. |
| Class A common stock, par value $0.001F3 | Nov 3, 2017 | S | 50,000 | $42.04 | D | 1,432,305 | I | By American West Investment Corporation, of which Mr. West is the President. |
| Class A common stock, par value $0.001 | holding | — | — | — | 776,346 | I | By West Family Partners LLLP, of which Mr. West is the General Partner. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by American West Investment Corporation on August 11, 2017.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.33 to $40.80, inclusive. The reporting person undertakes to provide to Floor & Decor Holdings, Inc., any security holder of Floor & Decor Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range set forth in this footnote.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.00 to $42.14, inclusive. The reporting person undertakes to provide to Floor & Decor Holdings, Inc., any security holder of Floor & Decor Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range set forth in this footnote.