SEC Form 4 · accession 0001104659-17-066321
Floor & Decor Holdings, Inc. · FND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Victor Christopherson
Officer — SVP & General Counsel
Period of report
Nov 3, 2017
Accepted (ET)
Nov 6, 2017 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001507079
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stock, par value $0.001 | Nov 3, 2017 | M | 30,572 | $6.22 | A | 41,117 | D | |
| Class A common stock, par value $0.001 | Nov 3, 2017 | S | 30,572 | $41.20 | D | 10,545 | D | |
| Class A common stock, par value $0.001 | Nov 3, 2017 | M | 1,609 | $7.69 | A | 12,154 | D | |
| Class A common stock, par value $0.001 | Nov 3, 2017 | S | 1,609 | $41.20 | D | 10,545 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $6.22 | Nov 3, 2017 | M | 30,572 | D | Sep 13, 2017 | Sep 13, 2023 | Class A common stock | 30,572 | 0 | D |
| Stock Option (right to buy) | $7.69 | Nov 3, 2017 | M | 1,609 | D | May 20, 2017 | May 20, 2024 | Class A common stock | 1,609 | 13,838 | D |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Christopherson on August 7, 2017.