SEC Form 4 · accession 0001593968-19-000319
Avinger Inc · AVGR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Himanshu Patel
Officer — Chief Technology Officer
Period of report
Jan 31, 2019
Accepted (ET)
Feb 4, 2019 · 12:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001506928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 31, 2019 | A | 2,993 | $0.3341 | A | 27,582 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuant to Rule 16b-3(c.)
- F2Includes 62 shares acquired under the 2015 Employee Stock Purchase Plan.