SEC Form 4 · accession 0001593968-18-001601
Avinger Inc · AVGR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Himanshu Patel
Officer — Chief Technology Officer
Period of report
Dec 14, 2018
Accepted (ET)
Dec 17, 2018 · 8:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001506928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 14, 2018 | A | 3,078 | $0.3248 | A | 17,429 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuant to Rule 16b-3(c.)
- F2Includes 62 shares acquired under the 2015 Employee Stock Purchase Plan.