SEC Form 4 · accession 0001593968-18-001188
Avinger Inc · AVGR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey M Soinski
Officer — Chief Executive Officer
Period of report
Sep 5, 2018
Accepted (ET)
Sep 7, 2018 · 7:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001506928
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Sep 5, 2018 | A | 500,000 | A | — | — | Common Stock | 500,000 | 500,000 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of AVGR common stock.
- F2The restricted stock units vest in three equal annual installments beginning September 5, 2019.