SEC Form 4 · accession 0001593968-17-001221
Avinger Inc · AVGR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John B Ph D Simpson M.D.
Officer — Executive Chairman · Director · 10% Owner
Period of report
Nov 13, 2017
Accepted (ET)
Nov 15, 2017 · 8:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001506928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 13, 2017 | S | 454,584 | $0.2667 | D | 674,705 | I | By Simpson Family Trust |
| Common StockF1,F2 | Nov 14, 2017 | S | 118,897 | $0.2554 | D | 555,808 | I | By Simpson Family Trust |
| Common StockF1,F2 | Nov 15, 2017 | S | 500,649 | $0.226 | D | 55,159 | I | By Simpson Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents average reported price.
- F2The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan for tax planning purposes.