SEC Form 4 · accession 0001593968-17-000445
Avinger Inc · AVGR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald A Lucas
Director
Period of report
Mar 13, 2017
Accepted (ET)
Mar 15, 2017 · 6:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001506928
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1 | $2.05 | Mar 13, 2017 | A | 69,473 | A | Mar 13, 2018 | Mar 13, 2027 | Common Stock | 69,473 | 124,093 | D |
Explanation of responses
- F1The stock options vest 100% on the anniversary of the transaction date.