SEC Form 4 · accession 0001593968-16-001160
Avinger Inc · AVGR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald A Lucas
Director
Period of report
Nov 1, 2016
Accepted (ET)
Nov 3, 2016 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001506928
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1 | $3.55 | Nov 1, 2016 | A | 9,663 | A | Nov 1, 2017 | Nov 1, 2026 | Common Stock | 9,663 | 54,620 | D |
Explanation of responses
- F1100% of the option shares shall vest on the date 1 year from November 1, 2016, subject to Reporting Person's Continuous Service (as defined in the Issuer's 2015 Equity Incentive Plan).