SEC Form 4 · accession 0001593968-16-000981
Avinger Inc · AVGR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Ferguson
Officer — Chief Financial Officer
Period of report
Aug 16, 2016
Accepted (ET)
Aug 17, 2016 · 6:01 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001506928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 16, 2016 | P | 7,000 | $3.50 | A | 25,754 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were purchased by the reporting person in connection with an underwritten public offering by the Issuer. The offering closed on August 16, 2016. The reported sale price reflects the price at which the reporting person purchased the shares from the underwriters.