SEC Form 4 · accession 0001593968-16-000763
Avinger Inc · AVGR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John B Ph D Simpson M.D.
Officer — Executive Chairman · Director · 10% Owner
Period of report
May 6, 2016
Accepted (ET)
May 10, 2016 · 6:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001506928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 6, 2016 | J | 24,952 | $0.00 | A | 1,074,130 | I | By Simpson Family Trust |
| Common Stock | May 6, 2016 | J | 124,757 | $0.00 | D | 0 | I | By Foxhollow ACLP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person is a limited partner of Foxhollow ACLP, which made a pro rata distribution for no consideration of Common Stock of the Issuer to its limited partners on May 6, 2016.