SEC Form 4 · accession 0001593968-16-000645
Avinger Inc · AVGR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald A Lucas
Director
Period of report
Mar 3, 2016
Accepted (ET)
Mar 7, 2016 · 8:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001506928
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1 | $12.99 | Mar 3, 2016 | A | 12,778 | A | Mar 3, 2017 | Mar 3, 2026 | Common Stock | 12,778 | 12,778 | D |
Explanation of responses
- F1The stock options vest 100% on the anniversary of the transaction date.