SEC Form 4/A · accession 0001593968-15-000423
Avinger Inc · AVGR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Donald A Lucas
Director · 10% Owner
Period of report
Dec 9, 2015
Accepted (ET)
Dec 16, 2015 · 6:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001506928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 9, 2015 | J | 561,250 | $0.00 | D | 788 | I | Lucas Venture Group IX, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F11. The reporting person is the managing member of Lucas Venture Group IX, LLC, which made a pro rata distribution for no consideration of Common Stock of the Issuer to its members on December 9, 2015.