SEC Form 4 · accession 0001104659-15-054959
Avinger Inc · AVGR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John B Ph D Simpson M.D.
Officer — Executive Chairman · Director · 10% Owner
Period of report
Jul 28, 2015
Accepted (ET)
Jul 30, 2015 · 8:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001506928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jul 28, 2015 | J | 41 | $0.00 | A | 41 | D | |
| Common Stock | holding | — | — | — | 1,264,289 | I | By Simpson Family Trust | |
| Common Stock | holding | — | — | — | 124,757 | I | By Foxhollow ACLP | |
| Common Stock | holding | — | — | — | 47,618 | I | By Rita Lynn Simpson |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person is a limited partner of GIGL Investments, L.P., which made a pro rata distribution for no consideration of Common Stock of the Issuer to its limited partners on July 28, 2015.
- F2In prior reports, the reporting person reported beneficial ownership of all shares of the Issuer held by GIGL Investments L.P. and GIGL II Investments L.P., as the reporting person had sole voting and dispositive power with respect to such shares in his capacity as General Partner of each entity.