SEC Form 4 · accession 0001104659-15-006715

Avinger Inc · AVGR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

10% Owner

Period of report

Feb 4, 2015

Accepted (ET)

Feb 4, 2015 · 5:15 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001506928

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^{F1,F2,F3,F4,F5,F6}	Feb 4, 2015	C	1,207,821	—	A	1,264,289	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Series A Convertible Preferred Stock^F1	—	Feb 4, 2015	C	326,591	D	—	—	Common Stock	400,164	D
Series A-1 Convertible Preferred Stock^F2	—	Feb 4, 2015	C	225,235	D	—	—	Common Stock	245,904	D
Series B Convertible Preferred Stock^F3	—	Feb 4, 2015	C	71,522	D	—	—	Common Stock	107,158	D
Series C Convertible Preferred Stock^F4	—	Feb 4, 2015	C	49,937	D	—	—	Common Stock	76,490	D
Series D Convertible Preferred Stock^F5	—	Feb 4, 2015	C	37,509	D	—	—	Common Stock	60,647	D
Series E Convertible Preferred Stock^F6	—	Feb 4, 2015	C	317,458	D	—	—	Common Stock	317,458	D

F1The Series A Convertible Preferred Stock converted into Common Stock on a 1.225284515 for 1 basis and had no expiration date.
F2The Series A-1 Convertible Preferred Stock converted into Common Stock on a 1.091770845 for 1 basis and had no expiration date.
F3The Series B Convertible Preferred Stock converted into Common Stock on a 1.49826063 for 1 basis and had no expiration date.
F4The Series C Convertible Preferred Stock converted into Common Stock on a 1.531738042 for 1 basis and had no expiration date.
F5The Series D Convertible Preferred Stock converted into Common Stock on a 1.616880905 for 1 basis and had no expiration date.
F6The Series E Convertible Preferred Stock converted into Common Stock on a 1 for 1 basis and had no expiration date.