SEC Form 4 · accession 0001104659-15-006711

Avinger Inc · AVGR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Technology Officer

Period of report

Feb 4, 2015

Accepted (ET)

Feb 4, 2015 · 5:14 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001506928

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Feb 4, 2015	C	26,173	—	A	95,205	D
Common Stock	Feb 4, 2015	X	1,785	$12.60	A	96,990	D
Common Stock	Feb 4, 2015	S	1,731	$13.00	D	95,259	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Series E Convertible Preferred Stock^F1	—	Feb 4, 2015	C	14,270	D	—	—	Common Stock	14,270	D
Series E Convertible Preferred Stock^F1	—	Feb 4, 2015	C	11,903	D	—	—	Common Stock	11,903	D
Common Warrant (Right to Buy)	$12.60	Feb 4, 2015	X	1,785	D	May 13, 2014	May 13, 2019	Common Stock	1,785	D

F1The Series E Convertible Preferred Stock converted into Common Stock on a 1 for 1 basis and had no expiration date.
F2On February 4, 2015, the reporting person exercised a warrant to purchase 1,785 share of Avinger, Inc. Common Stock for $12.60 per share. The reporting person paid the exercise price on a cashless basis, resulting in Avinger, Inc.'s withholding of 1,731 of the warrant shares to pay the price and issuing to the reporting person the remaining 54 shares. Avinger, Inc. also paid $11.62 to the reporting person in lieu of a fractional share.