SEC Form 4 · accession 0001596771-18-000088
Nuwellis, Inc. · NUWE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory D Waller
Director
Period of report
Aug 10, 2018
Accepted (ET)
Aug 13, 2018 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001506492
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 10, 2018 | S | 72 | $1.0338 | D | 2 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On January 12, 2017, the Issuer effected a 1-for-30 reverse stock split of the issued and outstanding shares of its common stock; upon effectiveness of the reverse stock split, every 30 shares of common stock was automatically converted into one share of common stock. On October 12, 2017, the Issuer effected a 1-for-20 reverse stock split of the issued and outstanding shares of its common stock; upon effectiveness of the reverse stock split, every 20 shares of common stock was automatically converted into one share of common stock.