SEC Form 4 · accession 0001596771-16-000165
Nuwellis, Inc. · NUWE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John L Erb
Officer — CEO & President · Director
Period of report
Nov 28, 2016
Accepted (ET)
Nov 29, 2016 · 4:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001506492
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 28, 2016 | P | 80,000 | $0.2196 | A | 464,128 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price represents the weighted average price of the multiple transactions reported on this line. The shares were purchased at prices ranging from $0.2128 to $0.22 per share. Upon request by the SEC staff, the issuer or any securityholder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.