SEC Form 4 · accession 0001596771-16-000097
Nuwellis, Inc. · NUWE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Molly Wade
Officer — Vice President
Period of report
Mar 15, 2016
Accepted (ET)
Mar 16, 2016 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001506492
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 15, 2016 | F | 1,256 | $0.83 | D | 39,804 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F11,256 shares were withheld to satisfy the insider's tax withholding obligation related to the vesting of 2,467 RSUs.