SEC Form 4 · accession 0001596771-15-000055
Nuwellis, Inc. · NUWE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Debra Kridner
Officer — Exec VP, Regulatory Affairs
Period of report
Aug 1, 2015
Accepted (ET)
Aug 3, 2015 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001506492
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 1, 2015 | F | 557 | $3.11 | D | 25,500 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1557 shares were withheld to satisfy the insider's tax withholding obligation related to the vesting of 1,650 RSUs.