SEC Form 4 · accession 0001144204-17-052491
Nuwellis, Inc. · NUWE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ki Yong Choi
10% Owner
Period of report
Oct 11, 2017
Accepted (ET)
Oct 13, 2017 · 8:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001506492
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 11, 2017 | P | 31,504 | $0.56 | A | 1,762,968 | D | |
| Common Stock | Oct 12, 2017 | P | 30,141 | $0.48 | A | 1,793,109 | D |
Table II — derivative securities
No Table II lines on this filing.