SEC Form 4 · accession 0001144204-17-048880
Nuwellis, Inc. · NUWE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ki Yong Choi
10% Owner
Period of report
Sep 13, 2017
Accepted (ET)
Sep 20, 2017 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001506492
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 13, 2017 | P | 78,211 | $0.64 | A | 1,731,464 | D |
Table II — derivative securities
No Table II lines on this filing.