SEC Form 4 · accession 0001144204-17-043745
Nuwellis, Inc. · NUWE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ki Yong Choi
10% Owner
Period of report
Aug 8, 2017
Accepted (ET)
Aug 16, 2017 · 7:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001506492
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 8, 2017 | P | 180,000 | $0.78 | A | 1,640,000 | D | |
| Common StockF2 | Aug 10, 2017 | P | 13,253 | $0.64 | A | 1,653,253 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1August 8, 2017 and August 9, 2017.
- F2August 10, 2017 through August 14, 2017.