SEC Form 4 · accession 0001654954-19-001931
SharpSpring, Inc. · SHSP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Alan Carlson
Officer — CEO and President · Director
Period of report
Feb 21, 2019
Accepted (ET)
Feb 25, 2019 · 11:40 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001506439
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (Right to buy)F1 | $13.88 | Feb 21, 2019 | A | 17,500 | A | Mar 21, 2019 | Feb 21, 2029 | Common Stock | 17,500 | 527,500 | D |
Explanation of responses
- F1The options vest over a 4 year period, with 1/48 vesting each month.