SEC Form 4 · accession 0001654954-18-013814
SharpSpring, Inc. · SHSP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward Seymour Lawton
Officer — Chief Financial Officer
Period of report
Dec 10, 2018
Accepted (ET)
Dec 11, 2018 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001506439
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 10, 2018 | M | 4,000 | $6.29 | A | 41,500 | D | |
| Common Stock | Dec 10, 2018 | M | 4,861 | $4.82 | A | 46,361 | D | |
| Common Stock | Dec 10, 2018 | M | 3,774 | $4.74 | A | 50,135 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (Right to buy)F1 | $6.29 | Dec 10, 2018 | M | 4,000 | D | Aug 14, 2015 | Aug 14, 2024 | Common Stock | 4,000 | 21,000 | D |
| Stock option (Right to buy)F1 | $4.82 | Dec 10, 2018 | M | 4,861 | D | Sep 13, 2016 | Sep 13, 2025 | Common Stock | 4,861 | 20,139 | D |
| Stock option (Right to buy)F1 | $4.74 | Dec 10, 2018 | M | 3,774 | D | Mar 17, 2018 | Mar 17, 2027 | Common Stock | 3,774 | 46,226 | D |
Explanation of responses
- F1The options vest over a 4 year period, with 25% vesting on the first anniversary of the grant date and an additional 1/48 of the original number of options vesting every month thereafter, until becoming fully vested on the fourth anniversary of the grant date.