SEC Form 4/A · accession 0001654648-18-000011
SharpSpring, Inc. · SHSP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
CAT ROCK CAPITAL MANAGEMENT LP
10% Owner
Period of report
Jul 19, 2018
Accepted (ET)
Sep 21, 2018 · 4:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001506439
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Ordinary SharesF1,F2 | Sep 20, 2018 | P | 20,945 | $13.2986 | A | 1,191,160 | I | (I) |
| Class A Ordinary SharesF1,F2 | Sep 21, 2018 | P | 60,166 | $13.3292 | A | 1,251,326 | I | (I) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The filing of this Form 4 shall not be construed as an admission that Cat Rock Capital Management LP, Cat Rock Capital LLC or Alexander S. Captain, the principal of Cat Rock Capital Management LP, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Class A Ordinary Shares (the Common Stock), of SharpSpring, Inc. (the "Issuer") purchased by a certain private investment fund advised by Cat Rock Capital Management LP (the Fund). Pursuant to Rule 16a-1, each of Cat Rock Capital Management LP, Cat Rock Capital LLC and Mr. Captain disclaim such beneficial ownership.
- F2Cat Rock Capital Management LP holds indirectly the shares of the Common Stock of the Issuer through the Fund, for which Cat Rock Capital Management LP serves as the investment adviser. Cat Rock Capital LLC serves as the general partner of Cat Rock Capital Management LP. Alexander S. Captain reports the Common Stock held indirectly by Cat Rock Capital Management LP and Cat Rock Capital LLC because, as the principal of Cat Rock Capital Management LP at the time of the purchase, he controlled the disposition and voting of the securities.