SEC Form 4 · accession 0001493152-17-002688
SharpSpring, Inc. · SHSP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Alan Carlson
Officer — CEO and President · Director
Period of report
Mar 17, 2017
Accepted (ET)
Mar 21, 2017 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001506439
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (Right to buy)F1 | $4.74 | Mar 17, 2017 | A | 100,000 | A | Apr 17, 2017 | Mar 17, 2027 | Common stock | 100,000 | 410,000 | D |
Explanation of responses
- F1The options vest over a 4 year period, with 1/48 vesting each month.