SEC Form 4 · accession 0001493152-16-011831
SharpSpring, Inc. · SHSP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward Seymour Lawton
Officer — Chief Financial Officer
Period of report
Jul 12, 2016
Accepted (ET)
Jul 29, 2016 · 12:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001506439
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (Right to buy)F1 | $5.15 | Jul 12, 2016 | A | 7,000 | A | Jul 12, 2017 | Jul 12, 2026 | Common stock | 7,000 | 82,000 | D |
Explanation of responses
- F1The options vest over a 4 year period, with 25% vesting on the first anniversary of the grant date and an additional 1/48 of the original number of options vesting every month thereafter, until becoming fully vested on the fourth anniversary of the grant date.