SEC Form 4 · accession 0001493152-15-004686
SharpSpring, Inc. · SHSP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Alan Carlson
Officer — CEO and President · Director
Period of report
Oct 1, 2015
Accepted (ET)
Oct 5, 2015 · 10:19 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001506439
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $4.80 | Oct 1, 2015 | A | 250,000 | A | Oct 31, 2015 | Oct 1, 2025 | Common Stock | 250,000 | 310,000 | D |
Explanation of responses
- F1The options vest over a 4-year period in equal monthly installments