SEC Form 4 · accession 0001209191-15-084116
InfraREIT, Inc. · HIFR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Campbell
Officer — President & CEO · Director
Period of report
Dec 8, 2015
Accepted (ET)
Dec 8, 2015 · 7:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001506401
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock, $0.01 par value per shareF1,F2 | Dec 8, 2015 | P | 5,000 | $20.54 | A | 30,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| common unitsF3,F2,F4 | — | holding | — | — | — | — | — | common stock | 102,646 | 102,646 | I |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $20.40 to $20.92. The price reported above reflects the weighted average acquisition price. Mr. Campbell hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares acquired at each separate price.
- F2In the aggregate, Mr. Campbell beneficially owns 132,646 shares of common stock, consisting of the 30,000 shares of common stock shown in Table I together with 102,646 shares underlying the common units shown in Table II.
- F3Represents common units of InfraREIT Partners, LP. Pursuant to the Third Amended and Restated Agreement of Limited Partners of InfraREIT Partners, LP, common units are redeemable for cash or, at InfraREIT, Inc.'s election, shares of InfraREIT, Inc.'s common stock on a one-for-one basis, beginning February 3, 2016. The right to redeem common units does not have an expiration date.
- F4The 102,646 common units beneficially owned by Mr. Campbell are held by Electricity Participant Partnership, LLC, a subsidiary of Hunt Consolidated, Inc.