SEC Form 4 · accession 0001209191-15-025435
InfraREIT, Inc. · HIFR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
OpTrust Infrastructure N.A. Inc.
10% Owner
OPSEU Pension Plan Trust Fund
10% Owner
OPTrust N.A Holding Trust
10% Owner
Period of report
Mar 9, 2015
Accepted (ET)
Mar 11, 2015 · 8:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001506401
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock, $0.01 par value per shareF1,F2 | Mar 9, 2015 | C | 4,956,662 | — | A | 5,031,662 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A common stock, $0.01 par value per shareF3,F2 | — | Mar 9, 2015 | J | 625,788 | D | — | — | Common Stock | 625,788 | 4,956,662 | D |
| Class A common stock, $0.01 par value per shareF1,F2 | — | Mar 9, 2015 | C | 4,956,662 | D | — | — | Common Stock | 4,956,662 | 0 | D |
Explanation of responses
- F1Pursuant to the amended and restated charter of InfraREIT, Inc., 4,956,662 shares of Class A common stock of InfraREIT, Inc. ("Class A Common Stock") held by the reporting persons automatically converted on a one-for-one basis to shares of common stock of InfraREIT, Inc.
- F2This Form 4 is filed jointly by OpTrust N.A. Holdings Trust and the reporting persons named below. OPTrust Infrastructure N.A. Inc., a wholly owned subsidiary of OPSEU Pension Plan Trust Fund, is the beneficiary of OpTrust N.A. Holdings Trust and has investment control over the reported shares.
- F3Pursuant to the amended and restated charter of InfraREIT, Inc., 625,788 shares of Class A Common Stock held by the reporting persons were cancelled for no consideration.