SEC Form 4 · accession 0001209191-15-024966
InfraREIT, Inc. · HIFR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Mar 9, 2015
Accepted (ET)
Mar 11, 2015 · 10:09 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001506401
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock, $0.01 par value per shareF1 | Mar 9, 2015 | C | 5,576,235 | — | A | 5,576,235 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A common stock, $0.01 par value per shareF2 | — | Mar 9, 2015 | J | 704,010 | D | — | — | Common Stock | 704,010 | 5,576,235 | D |
| Class A common stock, $0.01 par value per shareF1 | — | Mar 9, 2015 | C | 5,576,235 | D | — | — | Common Stock | 5,576,235 | 0 | D |
Explanation of responses
- F1Pursuant to the amended and restated charter of InfraREIT, Inc., 5,576,235 shares of Class A common stock of InfraREIT, Inc. ("Class A Common Stock") held by the reporting person automatically converted on a one-for-one basis to shares of common stock of InfraREIT, Inc.
- F2Pursuant to the amended and restated charter of InfraREIT, Inc., 704,010 shares of Class A Common Stock held by the reporting person were cancelled for no consideration.