SEC Form 4 · accession 0001213900-16-013763
ARABELLA EXPLORATION, INC. · AXPLF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
May 20, 2016
Accepted (ET)
May 23, 2016 · 6:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001506374
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | May 20, 2016 | P | 30,000 | $8.25 | A | 436,928 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Hauser Holdings LLC owns the reported securities directly. Mary Jane Hauser is the sole shareholder of Hauser Holdings LLC. Mary Jane Hauser may be deemed to indirectly own the reported securities and, she disclaims beneficial ownership of the reported securities except to the extent of her respective pecuniary interests therein.