SEC Form 4 · accession 0001213900-16-012708
ARABELLA EXPLORATION, INC. · AXPLF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Hauser
Director · 10% Owner
Period of report
Feb 11, 2016
Accepted (ET)
Apr 21, 2016 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001506374
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (right to buy)F1 | $0.18 | Feb 11, 2016 | A | 20,000 | A | — | Feb 10, 2021 | Ordinary Shares | 20,000 | 20,000 | D |
Explanation of responses
- F1The options vest in equal quarterly increments over a 24-month period, beginning on March 31, 2016.