SEC Form 4 · accession 0001213900-16-012702
ARABELLA EXPLORATION, INC. · AXPLF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Nov 13, 2015
Accepted (ET)
Apr 21, 2016 · 4:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001506374
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Nov 13, 2015 | P | 61,000 | $8.31 | A | 406,928 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Hauser Holdings LLC owns the reported securities directly. Mary Jane Hauser is the sole shareholder of Hauser Holdings LLC. Mary Jane Hauser may be deemed to indirectly own the reported securities and, she disclaims beneficial ownership of the reported securities except to the extent of her respective pecuniary interests therein