SEC Form 4 · accession 0001213900-16-012700
ARABELLA EXPLORATION, INC. · AXPLF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Hauser
Director · 10% Owner
Period of report
Nov 13, 2015
Accepted (ET)
Apr 21, 2016 · 4:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001506374
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Nov 13, 2015 | P | 61,000 | $8.31 | A | 406,928 | I | By: Spouse through Hauser Holdings, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Hauser Holdings, LLC holds the reported securities. Mary Jane Hauser, the Reporting Person's spouse, has sole voting and dispositive power over all securities held by Hauser Holdings LLC. The Reporting Person may be deemed to be the indirect beneficial owner of the reported securities by virtue of his relationship with Mary Jane Hauser. The Reporting Person disclaims beneficial ownership of the reported securities to the extent such beneficial ownership exceeds his pecuniary interests therein