SEC Form 3 · accession 0001213900-15-003741
ARABELLA EXPLORATION, INC. · AXPLF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
BBS CAPITAL FUND LP
10% Owner
BBS Capital, LLC
10% Owner
BBS Capital Management, LP
10% Owner
BBS Capital GP, LP
10% Owner
Period of report
Jan 1, 2015
Accepted (ET)
May 14, 2015 · 8:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001506374
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | holding | — | — | — | 345,928 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants (right to buy)F1 | $5.00 | holding | — | — | — | Dec 24, 2013 | Dec 24, 2016 | Ordinary Shares | 2,932,500 | — | D |
Explanation of responses
- F1BBS Capital Fund, LP owns the reported securities directly. BBS Capital Management, LP is the investment manager of BBS Capital Fund, LP. BBS Capital GP, LP is the general partner of BBS Capital Fund, LP. BBS Capital, LLC is the general partner of BBS Capital Management, LP and BBS Capital GP, LP. Each of BBS Capital Management, LP, BBS Capital GP, LP and BBS Capital, LLC may be deemed to indirectly own the reported securities, and each disclaims beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein.