SEC Form 3 · accession 0001213900-15-003737
ARABELLA EXPLORATION, INC. · AXPLF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William B. Heyn
Director
Period of report
Jan 1, 2015
Accepted (ET)
May 14, 2015 · 8:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001506374
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | holding | — | — | — | 102,664 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (right to buy)F1 | $6.15 | holding | — | — | — | — | May 5, 2019 | Ordinary Shares | 50,000 | — | D |
| Warrants (right to buy) | $5.00 | holding | — | — | — | Dec 24, 2013 | Dec 24, 2016 | Ordinary Shares | 165,000 | — | D |
Explanation of responses
- F1The options vest in equal quarterly increments over a 24-month period, beginning on March 31, 2014.