SEC Form 4 · accession 0001584746-17-000003
KINDER MORGAN, INC. · KMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dax Sanders
Officer — VP, Corporate Development
Period of report
May 30, 2017
Accepted (ET)
Jun 1, 2017 · 10:13 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001506307
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class P Common StockF1 | May 31, 2017 | P | 500 | $18.708 | A | 273,927 | D | |
| Class P Common Stock | May 31, 2017 | P | 500 | $18.706 | A | 2,000 | I | By Spouse |
| Class P Common StockF2,F3 | May 30, 2017 | P | 800 | $18.54 | A | 800 | I | By Mother's IRA |
| Class P Common StockF4 | May 30, 2017 | P | 800 | $18.54 | A | 800 | I | Joint Tenant |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 62,894 shares subject to forfeiture restrictions that lapse on July 16, 2018.
- F2The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.5299 to $18.55 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- F3Represents share held in IRA accounts of the reporting person's mother over which the reporting person has been granted a limited power of attorney on behalf of and for the benefit of his mother and with respect to which he is a contingent beneficiary. The reporting person disclaims beneficial ownership of these securities.
- F4Represents shares held in a brokerage account from which all dividends and other payments are made to the reporting person's mother and with respect to which the reporting person is a joint tenant with right of survivorship. The reporting person disclaims beneficial ownership of these securities.