SEC Form 5 · accession 0001584746-17-000001
KINDER MORGAN, INC. · KMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jesse Arenivas
Officer — VP (President, CO2)
Period of report
Dec 31, 2016
Accepted (ET)
Feb 14, 2017 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001506307
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class P Common Stock | Feb 16, 2016 | L | 5 | $15.64 | A | 18,050 | D | |
| Class P Common Stock | May 16, 2016 | L | 4 | $17.35 | A | 18,054 | D | |
| Class P Common Stock | Aug 15, 2016 | L | 12 | $21.31 | A | 18,066 | D | |
| Class P Common Stock | Nov 15, 2016 | L | 1 | $21.64 | A | 18,067 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were acquired under a brokerage's automatic dividend reinvestment program. The transactions on 2/16/2016 and 5/16/2016 were eligible for deferred reporting under Rule 16a-6 as small acquisitions and should have been reported on the reporting person's Form 4 filed on 7/19/2016.