SEC Form 4 · accession 0001584746-16-000050
KINDER MORGAN, INC. · KMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald L Kuehn Jr.
Director
Period of report
Nov 7, 2016
Accepted (ET)
Nov 9, 2016 · 11:22 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001506307
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants (right to buy)F1 | $40.00 | Nov 7, 2016 | S | 64,000 | D | — | May 25, 2017 | Class P Common Stock | 64,000 | 0 | D |
| Warrants (right to buy)F2,F1 | $40.00 | Nov 7, 2016 | S | 15,679 | D | — | May 25, 2017 | Class P Common Stock | 15,679 | 0 | I |
Explanation of responses
- F1The warrants were acquired prior to the date of the reporting person's election as a director of KMI and are exercisable at any time prior to the expiration date listed in column 6, provided that the market price of the Class P Common Stock is $40.00 or greater at the time of exercise.
- F2The reporting person disclaims any and all beneficial or pecuniary interest in the warrants owned by his spouse.