SEC Form 3/A · accession 0001584746-16-000047
KINDER MORGAN, INC. · KMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 3/A). It replaces an earlier filing for the same period.
Reporting owner
Ian D Anderson
Officer — VP (Pres,Kinder Morgan Canada)
Period of report
Dec 5, 2014
Accepted (ET)
Jul 21, 2016 · 5:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001506307
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class P Common Stock | holding | — | — | — | 17,803 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Restricted Stock UnitF1,F2 | — | holding | — | — | — | — | — | Class P Common Stock | 21,842 | — | D |
Explanation of responses
- F1These phantom restricted stock units were inadvertently omitted from the Form 3 filed December 15, 2014. The purpose of this filing is to correct the omission. Each phantom restricted stock unit represents the right to receive, at settlement, cash in an amount equal to the closing price of one share of Class P Common Stock on the date of settlement, or on the trading day next preceding the date of settlement, if such date is not a trading day. The phantom restricted stock units may be settled only for cash and do not represent a right to receive, upon settlement or otherwise, any shares of Class P Common Stock.
- F2These phantom restricted stock units are scheduled to vest and settle on July 16, 2016, subject to satisfaction of certain vesting requirements.