SEC Form 4 · accession 0001584746-16-000046
KINDER MORGAN, INC. · KMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jesse Arenivas
Officer — V.P. (President, CO2)
Period of report
Jul 19, 2016
Accepted (ET)
Jul 21, 2016 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001506307
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F1 | — | Jul 19, 2016 | D | 13,151 | A | — | — | Class P Common Stock | 13,151 | 0 | D |
| Restricted Stock UnitF3,F1 | — | Jul 19, 2016 | A | 22,790 | A | — | — | Class P Common Stock | 22,790 | 22,790 | D |
| Restricted StockF4,F1 | — | Jul 19, 2016 | A | 59,253 | A | — | — | Class P Common Stock | 59,253 | 59,253 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive, at settlement, one share of Class P Common Stock.
- F2These restricted stock units were scheduled to vest on July 31, 2018, subject to achievement of certain performance goals and satisfaction of other vesting requirements; however, these restricted stock units were forfeited by the reporting person on July 19, 2016.
- F3These restricted stock units are scheduled to vest on July 31, 2018, subject to achievement of certain performance goals and satisfaction of other vesting requirements.
- F4These restricted stock units are scheduled to vest on July 31, 2019, subject to achievement of certain performance goals and satisfaction of other vesting requirements.