SEC Form 4 · accession 0001584746-16-000033
KINDER MORGAN, INC. · KMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Fayez Sarofim
Director
Period of report
Jan 19, 2016
Accepted (ET)
Jan 21, 2016 · 11:23 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001506307
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class P Common StockF1 | Jan 19, 2016 | A | 15,940 | $12.55 | A | 28,442,387 | D | |
| Class P Common StockF2 | holding | — | — | — | 106,343 | I | By Spouse | |
| Class P Common Stock | holding | — | — | — | 7,124,429 | I | By FSI Corp. | |
| Class P Common Stock | holding | — | — | — | 1,382,041 | I | By Sarofim International Management Co. | |
| Class P Common Stock | holding | — | — | — | 609,712 | I | By Fayez Sarofim & Co. | |
| Class P Common Stock | holding | — | — | — | 13,800 | I | As Trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares are subject to forfeiture restrictions that lapse on July 19, 2016.
- F2Includes 6,343 shares held by a trust of which the reporting person's spouse is the sole grantor, trustee and beneficiary, which shares were inadvertently omitted in the reporting person's Forms 4 filed January 21, 2015 and July 24, 2015. The reporting person disclaims any and all beneficial or pecuniary interest in the shares owned by his spouse.