SEC Form 4 · accession 0001584746-15-000018

KINDER MORGAN, INC. · KMI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive Chairman · Director · 10% Owner

Period of report

Oct 27, 2015

Accepted (ET)

Oct 27, 2015 · 4:28 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001506307

Table I — non-derivative securities

Security	Date	Code	Shares	A/D	Owned after	D/I	Nature of ownership
Class P Common Stock	holding	—	—	—	234,112,353	D
Class P Common Stock^F1	holding	—	—	—	61,479	I	By Spouse
Class P Common Stock^F2	holding	—	—	—	11,072,258	I	By Limited Partnership

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Depositary Shares^F3,F2	—	Oct 27, 2015	P	408,163	A	—	—	Class P Common Stock	630,203	408,163	I

F1The Reporting Person disclaims any and all beneficial or pecuniary interest in the shares owned by his spouse.
F2The Reporting Person disclaims 99% of any beneficial ownership of the shares owned by such limited partnership.
F3Each Depositary Share represents 1/20th of s share of Kinder Morgan, Inc.'s 9.75% Series A Mandatory Convertible Preferred Stock, par value $0.01 per share (the "Series A Preferred Stock"). At any time prior to October 26, 2018, a holder of 20 Depositary Shares may cause the conversion of one share of the Series A Preferred Stock into a number of shares of Kinder Morgan, Inc.'s Class P Common Stock ("Common Stock") equal to the minimum conversion rate of 30.8800 (equivalent to a Depositary Share to Common Stock conversion rate of 1.5440), subject to adjustment. On October 26, 2018, any Depositary Shares remaining outstanding will mandatorily convert to Common Stock at a conversion rate ranging from 30.8800 to 36.2840 shares of Common Stock per Depositary Share (or a Series A Preferred Stock to Common Stock conversion rate ranging from 1.5440 to 1.8142), subject to adjustment.