SEC Form 4/A · accession 0001584746-15-000007
KINDER MORGAN, INC. · KMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Kimberly A Dang
Officer — VP & Chief Financial Officer
Period of report
Nov 26, 2014
Accepted (ET)
Mar 3, 2015 · 10:36 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001506307
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class P Common StockF1,F2,F3 | Nov 26, 2014 | A | 1,806 | — | A | 312,672 | D | |
| Class P Common StockF4 | holding | — | — | — | 2,026,048 | I | By Limited Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The purpose of this amendment is to correct the number of shares of Class P common stock received by the reporting person in the Kinder Morgan management, LLC ("KMR") merger discussed in foot note (2) below. The original Form 4 reported the reporting person as having received 1,804 shares.
- F2Received in exchange for 726 KMR shares in connection with the merger of KMR with a subsidiary of KMI. On November 26, 2014, the last trading day for the KMR shares, the closing price of KMR shares was $104.71 per share, and the closing price of KMI Class P common stock was $42.32 per share.
- F3Includes 226,416 shares subject to forfeiture restrictions that lapse on July 16, 2019.
- F4The reporting person disclaims 10% of any beneficial ownership of the shares owned by such limited partnership.