SEC Form 3 · accession 0001506307-19-000001
KINDER MORGAN, INC. · KMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adam S Forman
Officer — VP, Interim General Counsel
Period of report
Jan 3, 2019
Accepted (ET)
Jan 11, 2019 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001506307
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class P Common StockF1 | holding | — | — | — | 440,738 | D | ||
| Class P Common Stock | holding | — | — | — | 4,805 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | — | holding | — | — | — | — | — | Class P Common Stock | 4,558 | — | D |
| Restricted Stock UnitF2,F4 | — | holding | — | — | — | — | — | Class P Common Stock | 5,129 | — | D |
| Restricted Stock UnitF2,F5 | — | holding | — | — | — | — | — | Class P Common Stock | 14,981 | — | D |
Explanation of responses
- F1Includes 44,025 shares subject to forfeiture restrictions that lapse on July 16, 2023.
- F2Each restricted stock unit represents the right to receive, at settlement, one share of Class P Common Stock.
- F3These restricted stock units are scheduled to vest on July 19, 2019.
- F4These restricted stock units are scheduled to vest on July 18, 2020.
- F5These restricted stock units are scheduled to vest on July 17, 2021.