SEC Form 4 · accession 0001628280-18-009100
Huckleberry.ai, Inc. · DOMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glenn Solomon
Director
Period of report
Jul 3, 2018
Accepted (ET)
Jul 3, 2018 · 8:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001505952
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1,F2 | Jul 3, 2018 | C | 29,643 | — | A | 29,643 | I | See footnote |
| Class B Common StockF1,F2 | Jul 3, 2018 | C | 515,496 | — | A | 545,139 | I | See footnote |
| Class B Common StockF1,F2 | Jul 3, 2018 | C | 78,973 | — | A | 624,112 | I | See footnote |
| Class B Common StockF1,F3 | Jul 3, 2018 | C | 628 | — | A | 628 | I | See footnote |
| Class B Common StockF1,F3 | Jul 3, 2018 | C | 10,930 | — | A | 11,558 | I | See footnote |
| Class B Common StockF1,F3 | Jul 3, 2018 | C | 1,674 | — | A | 13,232 | I | See footnote |
| Class B Common StockF1,F4 | Jul 3, 2018 | C | 197,669 | — | A | 197,669 | I | See footnote |
| Class B Common Stock | holding | — | — | — | 20,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Preferred StockF2,F1 | — | Jul 3, 2018 | C | 29,643 | D | — | — | Class B Common Stock | 29,643 | 0 | I |
| Series C Preferred StockF2,F1 | — | Jul 3, 2018 | C | 515,496 | D | — | — | Class B Common Stock | 515,496 | 0 | I |
| Series D Preferred StockF2,F1 | — | Jul 3, 2018 | C | 78,973 | D | — | — | Class B Common Stock | 78,973 | 0 | I |
| Series A Preferred StockF3,F1 | — | Jul 3, 2018 | C | 628 | D | — | — | Class B Common Stock | 628 | 0 | I |
| Series C Preferred StockF3,F1 | — | Jul 3, 2018 | C | 10,930 | D | — | — | Class B Common Stock | 10,930 | 0 | I |
| Series D Preferred StockF3,F1 | — | Jul 3, 2018 | C | 1,674 | D | — | — | Class B Common Stock | 1,674 | 0 | I |
| Series D-2 Preferred StockF4,F1 | — | Jul 3, 2018 | C | 197,669 | D | — | — | Class B Common Stock | 197,669 | 0 | I |
Explanation of responses
- F1Each of the Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-2 Preferred Stock automatically converted into shares of Class B Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date.
- F2The reported securities are held directly by GGV Capital IV L.P. GGV Capital IV L.L.C. is the general partner of GGV Capital IV L.P., and the Reporting Person, as a managing director of GGV Capital IV L.L.C., may be deemed to share voting and investment control over these shares. The Reporting Person disclaims beneficial ownership of the securities held by GGV Capital IV L.P. except to the extent of any pecuniary interest therein.
- F3The reported securities are held directly by GGV Capital IV Entrepreneurs Fund L.P. GGV Capital IV L.L.C. is the general partner of GGV Capital IV Entrepreneurs Fund L.P., and the Reporting Person, as a managing director of GGV Capital IV L.L.C., may be deemed to share voting and investment control over these shares. The Reporting Person disclaims beneficial ownership of the securities held by GGV Capital IV Entrepreneurs Fund L.P. except to the extent of any pecuniary interest therein.
- F4The reported securities are held directly by GGV Capital Select L.P. GGV Capital Select L.L.C. is the general partner of GGV Capital Select L.P., and the Reporting Person, as a managing director of GGV Capital Select L.L.C., may be deemed to share voting and investment control over these shares. The Reporting Person disclaims beneficial ownership of the securities held by GGV Capital Select L.P. except to the extent of any pecuniary interest therein.